Related provisions for SYSC 4.9.4

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SYSC 4.8.11GRP
(1) [deleted] 5(2) [deleted] [Editor’s note: The text of this provision has been moved to SYSC 26.6.4G(1)]55(3) [deleted] [Editor’s note: The text of this provision has been moved to SYSC 26.6.4G(2)]5(4) [deleted]55(5) [deleted]5(6) [deleted]5
DEPP 6.2.9-CGRP
9When determining, for the purposes of section 66A(5) of the Act, whether an SMF manager was responsible for the management of any of the firm’s activities in relation to which a contravention of a relevant requirement by the firm occurred, the FCA will consider the full circumstances of each case. A list of considerations that may be relevant for this purpose is set out below. This list is not exhaustive.(1) The SMF manager’sstatement of responsibilities, including whether the